MAKE YOUR FREE Employee Handbook
What we'll cover
What is an Employee Handbook?
When should I use an Employee Handbook?
Use this Employee Handbook:
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if you are employing staff for the first time or increasing the size of your workforce
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to make certain mandatory, recommended, and optional employment policies and to communicate these to your staff
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if your staff are based in England, Wales or Scotland
Sample Employee Handbook
The terms in your document will update based on the information you provide
About Employee Handbooks
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How to make an Employee Handbook
Making an Employee Handbook online is simple. Just answer a few questions and Rocket Lawyer will build your document for you. When you have all of the details prepared in advance, making your document is a quick and easy process.
To make your Employee Handbook you will need the following information:
Employer details
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What is the employer's name?
Mandatory policies
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Which mandatory policies will be included in the Handbook?
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A health and safety policy?
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A grievance procedure?
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Recommended policies
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Which recommended policies will be included in the Handbook?
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An equal opportunities policy?
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A maternity policy? Will it be a standard or enhanced policy?
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A paternity policy? Will it be a standard or enhanced policy?
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A data protection and data security policy?
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A sickness policy? Will it be a standard or enhanced policy?
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An annual leave policy? Will it be a standard or enhanced policy?
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A disciplinary procedure?
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Optional policies
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Which optional policies will be included in the Handbook?
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An anti-harassment and bullying policy?
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A bereavement policy?
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An employee privacy notice?
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A flexible working policy?
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A working from home policy? Will it be a standard or enhanced policy?
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An environmental policy?
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Policy-specific questions
Policy-specific questions will be asked based on the policies that will be included in the Handbook. Examples of these include, but are not limited to:
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Who does overall responsibility for health and safety lie with?
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Who does overall responsibility for equal opportunities lie with?
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Who has operational responsibility for the employer’s data protection compliance?
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Will personal data be transferred outside of the UK and European Economic Area (EEA)?
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When does the annual leave year start?
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Can employees take paid leave following a bereavement?
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Who should employees contact for matters related to flexible working?
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What benefits will employees be unable to access during a period of suspension?
Policies not in the Handbook
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What policies are already in place?
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Common terms in an Employee Handbook
Employee Handbooks set out business’ employment policies to make them easily accessible to all staff members. As a result, this Employee Handbook includes:
Introduction
This section provides an introduction to the Employee Handbook, setting out that it does not override any Employment contracts but acts to supplement them. It also sets out which policies are covered by the Handbook.
Workplace management policies
Depending on which policies you include in the Employee Handbook, this section contains a health and safety policy, an equal opportunities policy and/or an anti-harassment and bullying policy.
Family policies
Depending on which policies you include in the Employee Handbook, this section contains a maternity and/or paternity policy.
Data protection policies
Depending on which policies you include in the Employee Handbook, this section contains a data protection and data security policy and/or an employee privacy notice.
Absence management policies
Depending on which policies you include in the Employee Handbook, this section contains a sickness policy, an annual leave policy and/or a bereavement policy.
Management policies
Depending on which policies you include in the Employee Handbook, this section contains a grievance procedure, a flexible working policy, a working from home policy and/or a disciplinary procedure
Other policies
This section contains an environmental policy if you include one in your Employee Handbook.
Existing policies
This section sets out what additional policies the employer has in place (ie those not included in this Handbook) and where they can be found.
If you want your Employee Handbook to include further or more detailed provisions, you can edit your document. However, if you do this, you may want a lawyer to review or change the Handbook for you, to make sure it complies with all relevant laws and meets your specific needs. Ask a lawyer for assistance.
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Legal tips for making an Employee Handbook
Consider whether you want to offer enhanced or standard policies
As an employer you need to provide staff with their statutory entitlements as a minimum. However, depending on your situation, you may wish to provide enhanced entitlements. This is your decision to make, based on the specifics of your situation. Providing enhanced employment entitlements (such as enhanced maternity and paternity leave) will often help you attract and retain staff members and show your commitment towards creating a positive work environment.
For more information, see the FAQ ‘What is the difference between an enhanced and a standard policy?’ above.
Consider what other policies you should have in place
This will depend on the needs (and size) of your business. However, some common and useful employment policies you could consider making to supplement your Staff Handbook include:
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a Recruitment policy - setting out your recruitment and selection processes
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a Social media policy - outlining the rules on workplace use of social media
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a Parental leave policy - outlining the right of qualifying parents to take unpaid leave to look after their child
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an Adoption leave policy - setting out your policies on adoption leave and pay
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a Time off for dependants policy - outlining the rights of employees to take time off to deal with emergencies affecting their dependants (eg children or parents)
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an Expense policy - outlining the rules on employee expenses and how they can be reclaimed
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a Redundancy policy - setting out your redundancy process
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a Lone working policy - setting out your approach towards lone working (ie where someone works themselves without close supervision or support from colleagues)
For information on additional HR policies you may wish to adopt, read HR policies and procedures and HR and use our HR policies checklist. If you require any custom policies drafted for your specific needs, use our Bespoke legal drafting service.
Understand when to seek advice from a lawyer
Ask a lawyer if:
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this Handbook doesn’t meet your needs and you’d like a bespoke version drafted
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you have staff based outside England, Wales and Scotland
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Employee Handbook FAQs
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What is included in an Employee Handbook?
This Staff Handbook template covers:
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an introduction to the Handbook
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the following mandatory policies (ie policies that employers are legally required to have in place):
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a health and safety policy
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a grievance procedure
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the following recommended policies:
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an equal opportunities policy
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a maternity policy
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a paternity policy
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a data protection and data security policy
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a sickness policy
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an annual leave policy
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a disciplinary procedure
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the following optional policies:
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an anti-harassment and bullying policy
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a bereavement leave policy
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a working from home policy
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an environmental policy
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an employee privacy notice
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a flexible working policy
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the option to include enhanced (ie more detailed) provisions for certain policies
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the other policies that you already have in place
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How does this Employee Handbook template work?
You can use our Staff Handbook to make a document that is tailored to your business’ needs. Start by selecting the policies that you want to include and, for some of the policies you select, the level of detail you want to include. You will then be asked a series of interview questions related to each policy.
We recommend that you create and log into a Rocket Lawyer account before starting to make your Staff Handbook. This ensures that, so long as you have an adequate internet connection, your progress will be saved if you’re interrupted whilst answering the interview questions.
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Do I need an Employee Handbook?
While an Employee Handbook is not required in the UK, it is an important part of your hiring package and workforce management. While you can have individual policies, a Handbook consolidates them into one document, which can be easily provided to staff when they start working for you. By implementing an Employee Handbook you ensure that staff have easy access to relevant business policies and that you have a clear, transparent and consistent approach to handling staff issues and rights throughout the workplace.
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What are the mandatory policies?
In the UK all employers must:
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have a health and safety policy, setting out how they comply with workplace health and safety obligations. Employers with at least 5 employees must have a written health and safety policy
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provide a process for raising grievances to all employees. To ensure transparency and consistency, this should be recorded in writing in a grievance procedure
You should always include these policies in your staff handbook unless you already have them in place. For more information, read HR policies and procedures.
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What are the recommended policies?
Recommended policies are those which, while not mandatory, employers should strongly consider having in place to meet their obligations as an employer. The recommended policies include:
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an equal opportunities policy - setting out the employer’s commitment to equal opportunities and preventing discrimination under the Equality Act 2010
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a maternity policy - setting out the employer’s policy on maternity leave and pay
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a paternity policy - setting out the employer’s policy on paternity leave and pay
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a data protection and data security policy - setting out the employer’s policies and procedures for processing (eg storing and recording) personal information and personal data (eg names and addresses), in compliance with the UK General Data Protection Regulation (GDPR) and Data Protection Act 2018
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a sickness policy - setting out how the employer handles sickness absences, including prolonged absences and sick pay
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an annual leave policy - setting out when employees can take holidays and the procedures for requesting annual leave
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a disciplinary procedure - setting out the steps an employer will take to deal with disciplinary issues at work (eg how disciplinary hearings are run)
For more information, read HR policies and procedures.
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What are the optional policies?
Optional policies are those that employers do not need to have in place. However, having them can help employers comply with their legal obligations and be conscientious employers. The optional policies include:
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an anti-harassment and bullying policy - setting out the employer’s approach towards workplace bullying and harassment
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a bereavement leave policy - setting out the employer’s approach towards employee bereavements and bereavement (or ‘compassionate’) leave (this is different to a parental bereavement leave policy)
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a working from home policy - providing guidance on how employees can request to work from home and the guidelines they should follow when working from home
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an environmental policy - setting out the employer’s environmental position and values and outlining how the business can operate in a more environmentally friendly way
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an employee privacy notice - informing staff about how you collect, use, retain and disclose their personal data
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a flexible working policy - setting out the flexible working arrangements that are available within the workplace and procedures for making flexible working requests
For more information, read HR policies and procedures.
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What is the difference between an enhanced and a standard policy?
In this Employee Handbook, certain policies can be ‘enhanced’ or ‘standard’.
An enhanced policy is a policy that allows you to offer employees more than required minimums (eg the minimum statutory sick pay or maternity pay entitlements) and/or which allows you to provide more detail about your approach to the policy’s topic. You, as the employer, have more discretion as to what you want to include.
On the other hand, a standard policy is a more straightforward document which sets out the minimum employment rights that employers are required to uphold by law. You have less control over what you want it to include.
The following policies can be enhanced or standard:
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the maternity policy - while the standard maternity policy sets out employees’ entitlement to statutory maternity pay (SMP), the enhanced maternity policy allows you to provide maternity pay above SMP and a bonus for returning to work
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the paternity policy - while the standard paternity policy sets out employees’ entitlement to statutory paternity pay (SPP), the enhanced paternity policy allows you to provide paternity pay above SPP
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the sickness policy - while the standard sickness policy sets out employees’ entitlement to statutory sick pay (SSP), the enhanced sickness policy allows you to provide sick pay above SSP
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the annual leave policy - the enhanced annual leave policy allows you to set out more details about when annual leave can be taken, if annual leave can be 'carried over' into a new year, and whether you'll honour employees' holiday plans that they made before starting to work for you. The standard annual leave policy simply sets out the minimum requirements and considerations
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the working from home policy - the enhanced policy sets out more details about expenses, equipment and insurance for employees working from home and more information about when working from home arrangements might be terminated
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What about any existing policies?
If you already have certain policies in place, these can be listed in the ‘Existing Policies’ section of the Handbook. This way you inform your staff about their existence and highlight that they are available from line managers and/or the HR department.
If you wish, you can also include any existing policies in your Handbook by editing it and inserting the policies where relevant.
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